IB Compliance Officer, Capital Market Review & Advisory – RHB Bank

The IB Compliance Officer, Capital Market Review & Advisory is responsible for ensuring compliance with regulatory standards in RHBIB’s capital markets operations. This role involves collaboration with various departments to maintain effective internal controls and adherence to regulations set by Bank Negara Malaysia and other authorities.

As an IB Compliance Officer, you will engage in daily activities that involve monitoring compliance standards and addressing non-compliance issues within the capital markets division. You will work in a dynamic environment, collaborating with multiple teams to implement compliance solutions and conduct training sessions.

Key Responsibilities:

• Assist in establishing compliance standards for capital markets operations.
• Report non-compliance issues accurately and promptly.
• Identify and implement effective compliance solutions.
• Conduct training for capital markets business units to enhance compliance awareness.
• Review compliance risk assessments to identify potential issues.
• Collaborate with internal audit teams and regulatory bodies.
• Draft internal policies and guidelines to ensure compliance.
• Provide advisory support on internal policies and compliance matters.