Officer, Sales Surveillance Senior Analyst (Wealth Management) – Citi
Role Summary
The Officer, Sales Surveillance Senior Analyst (Wealth Management) is responsible for reviewing and dispositioning surveillance alerts and call monitoring. This role plays a critical part in ensuring compliance and safeguarding the firm and its clients through detailed investigations and data analysis.
Job Description
In this position, the incumbent will engage in daily reviews of surveillance alerts and conduct thorough investigations, including document and call reviews. The work environment is dynamic, requiring strong analytical skills and the ability to operate with limited supervision.
Key Responsibilities:
- Review and disposition surveillance alerts in accordance with established procedures.
- Conduct investigations including document and call reviews.
- Analyze client behavior using KYC, transaction data, and account information.
- Document exception findings and track corrective actions.
- Prepare trend analysis and surveillance reports.
- Report on the quality of work of sales representatives.
- Perform financial, statistical, and operational studies utilizing data analysis tools.
Job Requirements
Strong analytical skills and knowledge of data analysis tools and methodologies.
Experience in documenting findings and preparing reports.
Ability to conduct feasibility analyses and develop process improvements.
Experience providing guidance and training to new and junior team members.
Strong understanding of risk assessment and compliance with laws, rules, regulations, and policies.
Quick Info
Company
Citi
Location
Kuala Lumpur
Salary
—
Skills Required
7 skills
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Required Skills
Data Analysis
Analytical Thinking
Problem Solving
Communication
Risk Assessment
Compliance
Training And Development
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